With Moscow's interests being battered by one setback after another,
the state of the Soviet superpower is coming under close scrutiny. At issue
are questions about the purpose—even the utility—of Soviet military power.
The last true empire in the world, the Union of Soviet
Socialist Republics has amassed a fearsome military arsenal and fielded
millions of men at arms in the decades since the Cold War began at the end of
World War II. Depending on who is doing the talking, the Soviet Union is conceded
to have either the first or the second mightiest military force on earth.
As the partner of the ruling Communist Party, the Soviet
military has been aided by internal militia and KGB secret-police shock troops
in maintaining order and securing cohesion in a land that is really many
nations within a common border, spanning eleven time zones and encompassing
more than 100 ethnic groups.
Since 1917, Soviet forces have taken small nibbles and big
gulps from Central Asia, the Caucasus, Finland, eastern Europe, and the Baltic
area. Communism, the Kremlin declared, would never recede, but would only
advance. This was the public strategy, based in part on an unspoken desire for
buffers against powerful rivals.
The aggregate size of the Soviet military machine and the
extent of its territory tell only part of the story about the Communist superpower
as it embarks on the 1990s. It may not even be the most important part.
The other reality of today's USSR is political rot. The
German strategist Clausewitz noted long ago that physical aspects of military
power—troops and weapons—"seem little more than the wooden hilt" of
the sword of war, "while the moral factors are . . . the real weapon, the
finely honed blade." At no time in memory has the hilt of Soviet military
arms been so tenuously attached to the sword of public will.
When Mikhail Gorbachev came to power in March 1985, he inherited
a nation that could not feed itself, had suffered years of zero economic
growth, and faced the prospect of being relegated to Third World status by 2000
in every realm save military power. He has preached radical restructuring of
society, with particular emphasis on the economy and intellectual life.
Things aren't going very well. Democracy, as Gorbachev now
knows, is messy. The move toward openness and diffusion of power has prompted
minorities in Kazakhstan, Armenia, and Georgia to take to the streets. Baltic
states seek national autonomy, even independence. Even full-blooded Russians
are rebelling; witness the coal miner strikes this past summer.
Discontent within Warsaw Pact nations resulted in the
appearance in Poland of the first non-Communist prime minister in forty-five
years. Similar ferment is visible in Hungary. Stalinist hard-liners in East
Germany, Romania, and Bulgaria, meanwhile, hope for a quick retreat from
perestroika, Gorbachev's catchall name for his social and economic
In short, the empire shows signs of crumbling. The Kremlin
certainly retains the capacity to retract perestroika and return to business
as usual. However, as matters stand, Western military experts see both dangers
and opportunities in the growing turbulence that now has become the hallmark of
The central criterion used by the USSR when judging the
correlation of forces was provided by dictator Joseph Stalin. Hearing that the
Vatican might play a useful rote in defeating the Nazis, Stalin is said to
have sneered: "The Pope? How many divisions does the Pope have?"
Today, in Washington and Moscow and other capitals around the globe, a new
twist on Stalin's formulation is being posed as the real test of whether the
Cold War can come to an end: How many divisions will Gorbachev have?
Gorbachev has broken the back of Soviet Communist Party
orthodoxy, shocking the world and his own generals by calling for unilateral
military cutbacks and by redefining Soviet military policy. He has attempted
to rewrite Soviet military doctrine with a ground-breaking theory of
"reasonable sufficiency," accompanied by pledges to reduce Soviet
forces and lessen the importance of military power as a tool of foreign policy.
Gorbachev first raised the banner of reasonable sufficiency
during the 27th Communist Party Congress in Moscow in 1986. He declared,
"We can never be secure while the United States feels insecure."
Three years later, he elaborated on his planned changes in Soviet strategic
posture during a landmark address to the United Nations. "It is clear
today that the increase of military force does not make any single power
all-powerful. A one-sided emphasis on military force, in the final analysis,
weakens other elements of national security."
In principle, he seemed to say, the concept of reasonable
sufficiency would set concrete levels of manpower and weapons such that neither
superpower could mount a surprise attack or launch offensive operations, but
which would allow both to possess adequate troops and armament to rebuff an
The underlying logic of reasonable sufficiency can be
traced directly to the stagnant Soviet economy and Gorbachev's desire to
bring his country to superpower status in some way other than measurements of
Depending on whose figures are used, militarization
continues to devour anywhere from fourteen to twenty-five percent of the
USSR's annual gross national product, compared to only about six percent in
the US. The Brezhnev era, now denounced as "the period of stagnation,"
left as its legacy a tottering technological base that even conservative
Politburo members are forced to admit is unable to compete with the West in
sophisticated weaponry and computers or civilian industrial and consumer goods.
The Central Intelligence Agency, in conjunction with the
Defense Intelligence Agency, prepared a recent study in which top Sovietologists
report that Gorbachev's plan produced poor results in its first four years, the
span of a US president's first term in office. The intelligence report noted
that, although Gorbachev "remains committed to his original vision of a
revitalized Soviet economy, he has apparently concluded that he cannot realize
this vision as rapidly as he once thought possible, nor proceed directly along
the path he initially planned to follow."
In an ominous note, the agencies said Gorbachev has plotted
a "midcourse correction" because of "growing popular
discontent" over empty market shelves and a standard of living that
refuses to improve despite the dust being kicked up by perestroika.
Born of economic crisis, the concept of reasonable
sufficiency is, in theory, a watershed in Soviet military thought. For
decades, the Soviets have felt compelled to maintain a force vast enough to
mount an offensive or counteroffensive capable of sweeping Europe, to build an
awesome nuclear force, to back surrogates such as Libya and Syria, and even to
intervene directly, as they did in Hungary, Czechoslovakia, and Afghanistan.
If Gorbachev is to be believed, those policies no longer apply.
US Hopeful but Wary
Washington remains wary. The Bush Administration has
countered Gorbachev at Vienna with the Conventional Armed Forces in Europe
(CAFE) plan to cut NATO and Warsaw troops to equal and much-reduced levels. At
the same time, President Bush and the Pentagon leadership adopted a cautious approach,
applauding Gorbachev's reforms while stating that more proof of long-lasting
military restructuring is required.
Nowhere is the high-level uncertainty in Washington more
evident than in the tentative assessments of Secretary of Defense Richard Cheney.
Initially, he predicted that Gorbachev "would ultimately fail" and
would be "replaced by somebody who will be far more hostile" to the
West. Later, he softened his tone, saying there is no question that "we
may—I would emphasize may—be on the verge of fundamental shifts . . . in
US-Soviet relations. I think it would be fair to say that the likelihood of
war between the US and Soviet Union is probably less today than at any time in
the postwar period." When once again confronted with Gorbachev's peace and
public-relations offensives, Cheney again altered his tone. The new view was
expressed in a major speech to the Veterans of Foreign Wars.
"I wish I could stand before you and say that the
Soviet strategic threat has been reduced over the past five years," Cheney
said, noting that Soviet arms spending has continued to grow under Gorbachev.
"But it has not. If anything, the United States is facing a more
formidable offensive strategic arsenal today than before Mr. Gorbachev took
The negative US responses rankle military commentators in
the USSR, who stress that Gorbachev remains firmly in control and who point to
what they describe as historic, unilateral steps taken by Moscow to alter its
strategic footing and prove that reasonable sufficiency is more than hot air.
Andrei Kokoshin, the number two analyst at Moscow's
prestigious Institute for the Study of the USA and Canada, has a ready list of
Gorbachev's accomplishments in curbing the Soviet military. He cites
withdrawal of Soviet troops from Afghanistan, support for an agreement to
remove Cuban troops from Angola, abolition of the rank of marshal in peacetime,
and the thin-out of forces along the Sino-Soviet border to reduce tensions with
However, it is the Central Front in Europe, where NATO and
Warsaw Pact forces come face to face, that is the prime focus of US military
strategy. Gorbachev's announcements of prospective unilateral cuts in Europe
have crystallized the debate over Soviet military power.
In his United Nations address, Gorbachev promised to cut
500,000 troops from the Soviet military, almost ten percent of his men in uniform.
Six tank divisions are to be withdrawn from East Germany, Czechoslovakia, and
Hungary, Gorbachev pledged. In all, 10,000 tanks, 8,500 artillery pieces, and
800 combat aircraft will be removed from eastern Europe and Soviet territory
west of the Ural Mountains, the dividing line between the European and Asian
regions of the Soviet Union.
The unspoken agenda of Gorbachev's speech came through loud
and clear: Once these cutbacks have been completed, the USSR and its Warsaw
Pact allies will no longer be able to conduct a blitzkrieg across Western
A blemish was discovered on these attractive developments
last August when a congressional panel touring East Germany was told by a
Soviet general that not all elements of the six tank divisions would be
withdrawn under the unilateral pullback. Important hardware, including air
defense weapons, artillery, and armored personnel carriers, would remain in
eastern Europe under new assignments to existing units said to be undergoing
restructuring to a more defensive posture.
Startling Western Kremlin-watchers who count rubles in the
Soviet defense budget, Gorbachev told a visiting delegation last January that
military spending will be cut by 14.2 percent over the next two years and that
a number of defense factories will be converted to production of consumer
Gorbachev's promise to cut military spending also remains
somewhat ambiguous. Soviet officials, including Premier Nikolai Ryzhkov and
Defense Minister Dmitri Yazov, have given breakdowns of the Soviet military
budget. Senior Pentagon and intelligence officials argue that these figures do
not include a full accounting of rubles spent on research and development,
repairs and overhaul—or the huge sums spent to procure new weapons.
Even former Marshal of the Soviet Union Sergei Akhromeyev,
the principal military advisor to Gorbachev, concedes that statistics issued
by his colleagues do not tell the full story. In an unprecedented appearance
before the House Armed Services Committee last summer, the bemedaled veteran of
World War II and the Afghan conflict conceded that Defense Ministry officials
in Moscow would be unable to tabulate military spending accurately until there
is a loosening of state controls that place absurdly low, fixed prices on raw
materials and finished goods.
In fact, Akhromeyev recently reported that the newly
empowered Committee on Defense and Security, part of the Soviet Union's new
parliament, will soon conduct the first-ever, full-scale hearings into the
USSR's defense budget.
In Washington, there continues to be healthy skepticism.
"We think that cuts are coming," explains Paul Wolfowitz, the
Pentagon's new Under Secretary of Defense for Policy. "But I think even
[Soviet leaders] are not so clear about what they are cutting or how far and
how fast. Remember, too—the Soviets are cutting from extraordinarily high levels
to begin with."
Air Force Gen. Robert Herres, Vice Chairman of the Joint
Chiefs of Staff, said he believes the ultimate goal of Gorbachev's military reforms
would be to trim the fat from a wasteful defense bureaucracy to "make
their forces more capable and effective and professional." The reason, he
says, is that the Kremlin's military leaders have come to understand that
Soviet armed forces are a "hollow instrument" without a strong,
vibrant economy to underpin them.
"If restructuring can be used to streamline their
military posture," he said, "I'm sure they will try to do that.
Clearly, Mr. Gorbachev is not doing anything that he does not think is in the
interest of the Soviet Union."
General Herres then said that the analysts who work for the
Joint Chiefs of Staff will be looking for specific signs in Gorbachev's military
restructuring to prove that the Soviet leader is transforming his forces to a
defensive posture. These include the reduction of bridging equipment, which
would be used to cross rivers in Germany in a European offensive; cuts in
spare parts, fuel, and ammunition stored in Poland and East Germany, vital to
sustaining an offensive; and demobilization of mobile radar and air-defense
units, needed to protect land forces from air attack.
Moving Back From the
Despite lingering uncertainties and ambiguities,
congressional leaders and civilian military analysts are redefining national
security to respond adequately to Gorbachev's new military thinking.
Rep. Les Aspin (D-Wis.), Chairman of the House Armed
Services Committee, says the US must prepare for the possibility that its relationship
with the USSR will someday reflect a step back from direct confrontation.
"The question is how to respond to Gorbachev's initiatives, fashion a
defense budget to protect against changes in the Soviet Union, and still be
prepared for other things that can go wrong in the world," Aspin said.
The moderate Democrat has his own ideas of how to do this.
Advocating a defense program for "this time of promise, this time of
uncertainty," Aspin laid out a strategy for military spending on national
defense whose "first phase makes cuts that can quickly be reversed if
things in the Soviet Union take a U-turn." Initial reductions should trim
readiness, operations, and maintenance spending. Only in subsequent budgets,
when American policy-makers are convinced that military reform has taken hold
in the USSR, should personnel and weaponry be reduced, Aspin said.
This back-from-the-brink theme is echoed by Richard Perle,
the hawkish Assistant Secretary of Defense for International Security Policy
during the Reagan arms buildup. He maintains that it is crucial for military
planners to take advantage of the warming East-West climate to funnel more
money into "generic technologies."
"We now are in a period of relative tranquility,"
Perle said. "We might be better advised to take risks in the short
term—like cutting the standing army—in order to protect America's technological
base for the turn of the century, which more likely will be a period of
Analyst James Blackwell of Washington's Center for Strategic
and International Studies calls for "a fundamental reassessment of the
roles and missions" of the US military. This review, he claims, should be
prompted not only by the glimmer of reduced tensions with the USSR, but by the
fact that America's security interests will more likely be threatened in future
years by terrorism, low-level violence in the Third World, and the buildup of
ballistic missiles, nuclear warheads, and chemical weapons in developing
Blackwell said Pentagon planners should be reviewing the
need for more flexible and mobile forces to better deal with such crises as
American hostages in Iran, the mining of the Persian Gulf, or keeping a
cease-fire in Beirut.
Though the Soviet empire may be fraying at the edges, most
strategic analysts are quick to make a critical point. So long as Moscow
retains a sizable nuclear armory and a large, well-equipped conventional force—and
no one believes that the Kremlin will do otherwise—the USSR will continue to
rate as a military superpower and an exceptionally dangerous adversary. The
Soviet Union may well be fated to remain a one-dimensional superpower, and the
political utility of its military power may be on the wane, but the basic
military problem that has long confronted the West isn't solved just yet, and
likely won't be for some time.
Thom Shanker, who
covers defense and national security for the Chicago Tribune, was the Tribune's
correspondent in Moscow from 1985 to 1988. His most recent article for AIR
FORCE Magazine was "Inside Gorbachev's Russia" in the March '89
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